Legal Disclosures

Check out the background of firms and investment professionals on FINRA’s BrokerCheck

Newport Advisory, LLC, A California Limited Liability Company.

Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor.
Registered Representative, Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC.
Newport Advisory and Cambridge are not affiliated.

State Registrations

James W. Regitz, JR. – AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA
David Meltzer – CA,WA
Aileen Grant – AK, AZ, CA, NV, WA
Lisa Hallaian – CA
Shelby J. Rothman – AZ, CA, CO, FL, HI, IL, MT, OR, TX, VA, WA
Jay Yanelli – AZ, CA, FL, MI, MO, NV, OR, WA
Mary Dee Foft – CA, CO, TX
Anju Mohindru – CA
Christian Richards III – CA
Stephen Ripic – CA, NY

Peter Philipp – AK, AZ, CA, CO, CT, DC, FL, HI, IL, MA, MD, ME, MN, MO, NV, NY, OR, TX, VA, VT, WA
Edward Marshall – AZ, CA, CT, DC, FL, IL, MD, NC, NV, OH, OR, SC, WA
Rick Holden – AK, AZ, CA, CO, CT, DC, FL, HI, IL, MA, MD, ME, MN, MO, NV, NY, OR, PA, TX, VA, VT, WA
Eric Hon – CA, TX

Newport Advisory, LLC – CA Insurance License 0H65121

To contact our broker dealer: